Form 144

Results: 602



#Item
481Financial regulation / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-11-17 08:23:24
48273rd United States Congress / Securities Exchange Act / Finance / Securities and Exchange Commission / Government / Form 144 / Net capital rule / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-08-20 08:27:46
48373rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 14, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-03-13 18:55:54
48473rd United States Congress / Finance / Securities Exchange Act / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-07-14 09:26:05
485Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 11, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-03-11 08:14:29
48673rd United States Congress / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Finance / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

SEC Institutes Registration Revocation or Suspension Proceedings Against UCAP, Inc

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Source URL: www.sec.gov

Language: English - Date: 2005-07-27 09:46:29
487Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 24, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-09-24 06:24:31
488Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 19, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-11-19 06:16:14
489Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 18, 2012 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2012-09-18 06:51:18
490Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Finance

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 15, 2012 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2012-11-14 20:38:07
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